Securities Fraud

At Maloney and Maloney, we do not like to see anyone taken advantage of by a trusted advisor. Many investors have watched their investment savings disappear due to the fraudulent practices of stockbrokers, stock analysts, accounting firms and other advisors who purport to have the investor’s best interests at heart. We handle individual and class action claims of investment and securities fraud against stockbrokers, financial planners, financial advisors and other offending securities firms and their analysts.

We can handle securities fraud litigation and arbitration nationally and on an international basis on behalf of investing corporate interests as well as individuals.

Securities fraud claims can include:

• Misrepresentations
• Commission Churning
• Unauthorized Transactions
• Execution Failures
• Excessive Mark-Ups
• Web-Broker Outages
• Unregistered Brokers
• Improper Margin Liquidations
• Broker Bribes
• Fraudulent Research
• Inappropriate Sales Practices

Unfortunately, anyone can be a victim of investment fraud. We help clients who have lost corporate resources, retirement funds or individual life savings through questionable investment advice. In a legal situation where an advisor has steered you so far wrong, you need to have a counselor you know you can trust to pursue your legal rights to the fullest extent. At Maloney and Maloney, our litigation experience coupled with our unwavering loyalty to our clients ensures that you will get the help you need.

Please contact us at 1-800-272-1025 to discuss your potential securities fraud claim and whether or not you may be a class member for purposes of securities class action litigation.